Accelerated approval - PDFSEARCH.IO - Document Search Engine

Accelerated approval
Results: 239

#	Item
161	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Rules Relating to the Settlement Timing of Partial Transfers Which Include Mutual Fund Assets Through NSCC’s Automated Customer Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-27 14:20:36 Financial services Collective investment schemes Depository Trust & Clearing Corporation Security Mutual fund Futures contract Short ACT Financial economics Investment Finance
162	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Revise Procedures Related to Certain Technical and Operational Changes Relating to Operational Processing of Restructuring Credit Events Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-02-22 09:04:13 Finance Self-regulatory organizations Clearing house Depository Trust & Clearing Corporation Trade Information Warehouse Futures contract Internal Revenue Service Federal Reserve System Financial economics Financial system Securities
163	Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to FINRA Rule[removed]Margin Requirements) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-30 14:09:12 Business United States securities law Stock market Financial Industry Regulatory Authority Portfolio margin Margin Security Futures contract Securities Exchange Act Financial markets Financial economics Finance
164	Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change Adopting, as Modified by Amendment No. 1, Rules Governing Guarantees, Carrying Agreements, Security Counts and Supervi Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-03-02 10:39:54 Finance Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Securities regulation in the United States Broker-dealer Selling away Registered Investment Advisor United States securities law Financial economics Financial system
165	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Amex[removed]December 20, 2006 Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval o Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-12-26 13:08:16 Financial markets 73rd United States Congress United States Securities and Exchange Commission United States securities law Exchange-traded fund International Securities Exchange Futures contract Securities Exchange Act Security Financial economics Investment Finance
166	Notice of Filing and Order Granting Accelerated Approval on a Temporary Basis of Proposed Rule Change to Modify the Rules of the Government Securities Division Regarding the Calculation of Clearing Fund Deposits Relating Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-08-20 16:52:07 United States securities law Depository Trust & Clearing Corporation Securities Exchange Act First Issues Collectors Club U.S. Securities and Exchange Commission Short Securities market Futures contract Financial economics Financial system Finance
167	Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Implement a Change in the Practices of The Depository Trust Company as They Relate Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-06 15:41:47 Financial system Central Securities Depositories Payment systems Stock market Depository Trust & Clearing Corporation Settlement Accounts payable Financial economics Securities Finance
168	Order Granting Accelerated Approval of a Proposed Rule Change to List and Trade Shares of the ETFS Asian Gold Trust Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-09 09:35:37 Stock market NYSE Euronext Financial markets Funds Futures contract Exchange-traded fund NYSE Arca New York Stock Exchange Electronic trading Financial economics Investment Finance
169	Order Granting Accelerated Approval of Proposed Rule Change to Accommodate Equity Options That Have a Unit of Trading of 10 Shares Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-26 08:51:23 Options Clearing Corporation Financial markets Investment International Securities Exchange Futures contract Security Short Option Financial economics Finance Financial system
170	Order Granting Accelerated Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to Establishing ISE Stock Exchange, LLC; Release No[removed], Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-07 11:46:55 Law Business Limited liability company Securities Exchange Act Private law Corporation Inter-connected Stock Exchange of India Types of business entity International Securities Exchange United States securities law

UPDATE